Equities IT Compliance Lead
Published | January 3, 2019 |
Location | Jersey City, NJ |
Category | Default |
Job Type | Full-time |
Description
Strong IT project implementation experience with solid technical background. Excellent knowledge and experience in Equity front office compliance rules and regulatory reporting for stocks, options, SWAPS, such as:. Good inter-person skills and ability to gather compliance requirements and formulate an implementation strategy. Experience with FINRA TAMMs Guidance and Annual Examination Priorities...